DFX Intelligence
RIA Intelligence
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Feed of 09/14/2026
At current firm
0 y
since Jan 1, 2026
In the industry
12 y
since Aug 20, 2014 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- F• C•••••• G•••• state registered currentsince Jan 1, 2026 · Oakland, Ca
- B•• S••••• C•••••• H••••••• formerOct 8, 2019 to Aug 10, 2020 · Union City, Ca
- F• C•••••• G•••• state registeredAug 21, 2014 to Oct 15, 2019 · Oakland, Ca
Moves
a registration end followed by a registration begin elsewhere
- B•• S••••• C•••••• H••••••• to F• C•••••• G••••left Aug 10, 2020, registered Jan 1, 2026 (1970 days) · RIA to a state-registered adviser
- F• C•••••• G•••• to B•• S••••• C•••••• H•••••••left Oct 15, 2019, registered Oct 8, 2019 (-7 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address