DFX Intelligence
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Registered advisor
A•••••••• P•••••• B•••
R•••••• J•••• F•••••••• S••••••• A•••••••• I••BD affiliatedCedar Park, Txdual registrantIAPD 6355727
Feed of 09/14/2026
Also filed as A••• B•••
At current firm
3 y
since Sep 8, 2023
In the industry
12 y
since Jun 1, 2014 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Sep 8, 2023 · Cedar Park, Tx
- E••••• J•••• national BDFeb 23, 2018 to Aug 31, 2023 · Austin, Tx
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedOct 6, 2015 to Aug 23, 2017 · Redding, Ca
Moves
a registration end followed by a registration begin elsewhere
- E••••• J•••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Aug 31, 2023, registered Sep 8, 2023 (8 days) · Affiliated broker-dealer or bank to another · moved with a team
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to E••••• J••••left Aug 23, 2017, registered Feb 23, 2018 (184 days) · Other
Signals
- ••• LockedAug 31, 2023 · Advisor changed firm · fact
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address