RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••••• J••• S••••
- N•• L•••• F•••••••• state registered currentsince Jan 9, 2026 · Englewood, Co
- N•• L•••• F•••••••• state registeredJun 23, 2023 to Dec 31, 2025 · Englewood, Co
- A•• F•••••••• S•••••••• L•• independent RIAAug 9, 2019 to Apr 12, 2023 · Westminster, Co
- H••••• I••••••••• M••••••••• L•• independent RIAJul 1, 2014 to Aug 13, 2019 · Broomfield, Co
- A•• F•••••••• S•••••••• L•• to N•• L•••• F••••••••left Apr 12, 2023, registered Jun 23, 2023 (72 days) · RIA to a state-registered adviser
- H••••• I••••••••• M••••••••• L•• to A•• F•••••••• S•••••••• L••left Aug 13, 2019, registered Aug 9, 2019 (-4 days) · RIA to RIA · moved with a team
- R•••••• J••• S•••• left A•• F•••••••• S•••••••• L•• for N•• L•••• F•••••••• (registered 2023-06-23)Apr 12, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address