DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Zachary Alan Karason

LPL Enterprise, LLCBD affiliatedIndependence, Ohdual registrantIAPD 6374733

Feed of 09/14/2026

Also filed as Zach A Karason

At current firm

0 y

since Aug 10, 2026

In the industry

12 y

since Jul 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

LPL Enterprise, LLC BD affiliated current
since Aug 10, 2026 · Independence, Oh
U.S. Bancorp Advisors, LLC BD affiliated
Feb 13, 2026 to Aug 12, 2026 · Westlake, Oh
U.S. Bancorp Investments, Inc. former
Nov 17, 2020 to Feb 13, 2026 · Saint Paul, Mn
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Nov 14, 2014 to Nov 17, 2020 · Charlotte, Nc

Moves

a registration end followed by a registration begin elsewhere

U.S. Bancorp Advisors, LLC to LPL Enterprise, LLC
left Aug 12, 2026, registered Aug 10, 2026 (-2 days) · Affiliated broker-dealer or bank to another
U.S. Bancorp Investments, Inc. to U.S. Bancorp Advisors, LLC
left Feb 13, 2026, registered Feb 13, 2026 (0 days) · corporate re-registration, not a move
Merrill Lynch, Pierce, Fenner & Smith Incorporated to U.S. Bancorp Investments, Inc.
left Nov 17, 2020, registered Nov 17, 2020 (0 days) · Wirehouse to affiliated broker-dealer or bank

Signals

Zachary Alan Karason left U.S. Bancorp Advisors, Llc for Lpl Enterprise, Llc (registered 2026-08-10)
Aug 12, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address