RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- S•• A•••• M••••••••• other currentsince Dec 13, 2022 · Ennis, Mt
- I•••••• I••••••••• L•• asset managerAug 12, 2020 to Oct 13, 2022 · Hollister, Ca
- I•••••• A•••••••• L•• independent RIAAug 7, 2020 to Oct 13, 2022 · Lee'S Summit, Mo
- I•••••• I••••••••• L•• to S•• A•••• M•••••••••left Oct 13, 2022, registered Dec 13, 2022 (61 days) · Other
- I•••••• A•••••••• L•• to I•••••• I••••••••• L••left Oct 13, 2022, registered Aug 12, 2020 (-792 days) · RIA to RIA
- A••••• L••• D•••••• left I•••••• A•••••••• L•• for I•••••• I••••••••• L•• (registered 2020-08-12)Oct 13, 2022 · Advisor changed firm · fact
- A••••• L••• D•••••• left I•••••• I••••••••• L•• for S•• A•••• M••••••••• (registered 2022-12-13)Oct 13, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address