RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• A• S••••••
- I••••• F•••••••• state registered currentsince May 15, 2020 · Chicago, Il
- S••••• W••••• M••••••••• independent RIAOct 1, 2018 to Feb 3, 2020 · Chicago, Il
- D• F•••••••• C••••••••• L•• formerDec 4, 2015 to Oct 18, 2018 · Downers Grove, Il
- B••••• D••••••• F•••• L•• formerAug 20, 2014 to Oct 29, 2015 · Itasca, Il
- S••••• W••••• M••••••••• to I••••• F••••••••left Feb 3, 2020, registered May 15, 2020 (102 days) · RIA to a state-registered adviser
- D• F•••••••• C••••••••• L•• to S••••• W••••• M•••••••••left Oct 18, 2018, registered Oct 1, 2018 (-17 days) · RIA to RIA
- B••••• D••••••• F•••• L•• to D• F•••••••• C••••••••• L••left Oct 29, 2015, registered Dec 4, 2015 (36 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address