RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G••••• V••••••
- O•••• I••••••••• I••• BD affiliated currentsince Jul 16, 2025 · Montville, Nj
- L•• F•••••••• L•• BD affiliatedApr 8, 2025 to Jul 23, 2025 · Florham Park, Nj
- C••••• I••••••••• A••••••• L•• BD affiliatedJul 12, 2021 to Apr 4, 2025 · Garfield, Nj
- L•• F•••••••• L•• to O•••• I••••••••• I•••left Jul 23, 2025, registered Jul 16, 2025 (-7 days) · Affiliated broker-dealer or bank to another
- C••••• I••••••••• A••••••• L•• to L•• F•••••••• L••left Apr 4, 2025, registered Apr 8, 2025 (4 days) · Affiliated broker-dealer or bank to another
- G••••• V•••••• left L•• F•••••••• L•• for O•••• I••••••••• I••• (registered 2025-07-16)Jul 23, 2025 · Advisor changed firm · fact
- G••••• V•••••• left C••••• I••••••••• A••••••• L•• for L•• F•••••••• L•• (registered 2025-04-08)Apr 4, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address