RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•• L••• W•••••
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Sep 5, 2025 · Ankeny, Ia
- A•••••• A••••••• S••••••• formerAug 30, 2024 to Sep 5, 2025 · Ankeny, Ia
- L•• W••••• M••••••••• independent RIADec 6, 2021 to Sep 4, 2024 · Ankeny, Ia
- L•• F•••••••• L•• BD affiliatedSep 11, 2019 to Sep 29, 2022 · Grinnell, Ia
- A•••••• A••••••• S••••••• formerJan 12, 2017 to Sep 20, 2019 · West Des Moines, Ia
- A•••••• A••••••• S••••••• to C••••• I••••••••• A••••••• L••left Sep 5, 2025, registered Sep 5, 2025 (0 days) · corporate re-registration, not a move
- L•• W••••• M••••••••• to A•••••• A••••••• S•••••••left Sep 4, 2024, registered Aug 30, 2024 (-5 days) · RIA to affiliated broker-dealer or bank
- L•• F•••••••• L•• to L•• W••••• M•••••••••left Sep 29, 2022, registered Dec 6, 2021 (-297 days) · RIA to RIA · moved with a team
- A•••••• A••••••• S••••••• to L•• F•••••••• L••left Sep 20, 2019, registered Sep 11, 2019 (-9 days) · Affiliated broker-dealer or bank to another
- A•• L••• W••••• left L•• W••••• M••••••••• for A•••••• A••••••• S••••••• (registered 2024-08-30)Sep 4, 2024 · Advisor changed firm · fact
- A•• L••• W••••• left L•• F•••••••• L•• for L•• W••••• M••••••••• (registered 2021-12-06)Sep 29, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address