DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Kathryn Mary Ragaisis
Feed of 09/14/2026
Also filed as Katie Ragaisis
At current firm
0 y
since Jan 5, 2026
In the industry
12 y
since Sep 1, 2014 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Cambridge Investment Research Advisors, Inc. BD affiliated currentsince Jan 5, 2026 · Reno, Nv
- Charles Schwab & Co., Inc. national BDJul 31, 2023 to Nov 29, 2025 · Jersey City, Nj
- Credit Suisse Securities (USA) LLC formerJul 21, 2021 to May 19, 2023 · New York, Ny
- Charles Schwab & Co., Inc. national BDMay 25, 2021 to Jun 16, 2021 · El Paso, Tx
Moves
a registration end followed by a registration begin elsewhere
- Charles Schwab & Co., Inc. to Cambridge Investment Research Advisors, Inc.left Nov 29, 2025, registered Jan 5, 2026 (37 days) · Affiliated broker-dealer or bank to another
- Credit Suisse Securities (USA) LLC to Charles Schwab & Co., Inc.left May 19, 2023, registered Jul 31, 2023 (73 days) · Other
- Charles Schwab & Co., Inc. to Credit Suisse Securities (USA) LLCleft Jun 16, 2021, registered Jul 21, 2021 (35 days) · Other
Signals
- Kathryn Mary Ragaisis left Charles Schwab & Co., Inc. for Cambridge Investment Research Advisors, Inc. (registered 2026-01-05)Nov 29, 2025 · Advisor changed firm · fact
- Kathryn Mary Ragaisis left Credit Suisse Securities (Usa) Llc for Charles Schwab & Co., Inc. (registered 2023-07-31)May 19, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address