DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

D••••••• M•••••••••

C•••••• S••••• • C••• I•••national BDEdwardsville, Ildual registrantIAPD 6399405

Feed of 09/14/2026

Also filed as D••••••• Paul M•••••••••

At current firm

1 y

since Mar 31, 2025

In the industry

11 y

since Jun 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••• S••••• • C••• I••• national BD current
since Mar 31, 2025 · Edwardsville, Il
F••••••• P••••••• A•• W•••••••• A••••••• former
Apr 4, 2023 to Mar 11, 2025 · St. Louis, Mo
C•••••• S••••• • C••• I••• national BD
Jan 26, 2022 to Feb 24, 2023 · St Louis, Mo
T• A••••••••• I••••••••• M••••••••• L•• former
Aug 1, 2018 to Feb 24, 2023 · Saint Louis, Mo
T• A••••••••• I••• former
Aug 1, 2018 to Oct 14, 2022 · St Louis, Mo
C•••••• S••••• • C••• I••• national BD
Nov 3, 2017 to Jul 13, 2018 · Chesterfield, Mo
S•••••••• I••••••••• M••••••••• former
Dec 23, 2016 to Oct 31, 2017 · Saint Louis, Mo

Moves

a registration end followed by a registration begin elsewhere

F••••••• P••••••• A•• W•••••••• A••••••• to C•••••• S••••• • C••• I•••
left Mar 11, 2025, registered Mar 31, 2025 (20 days) · Affiliated broker-dealer or bank to another
T• A••••••••• I••••••••• M••••••••• L•• to C•••••• S••••• • C••• I•••
left Feb 24, 2023, registered Jan 26, 2022 (-394 days) · channel change inside one enterprise, not a move · moved with a team
C•••••• S••••• • C••• I••• to F••••••• P••••••• A•• W•••••••• A•••••••
left Feb 24, 2023, registered Apr 4, 2023 (39 days) · Affiliated broker-dealer or bank to another
T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
left Oct 14, 2022, registered Aug 1, 2018 (-1535 days) · corporate re-registration, not a move
C•••••• S••••• • C••• I••• to T• A••••••••• I•••
left Jul 13, 2018, registered Aug 1, 2018 (19 days) · Other
S•••••••• I••••••••• M••••••••• to C•••••• S••••• • C••• I•••
left Oct 31, 2017, registered Nov 3, 2017 (3 days) · Other · moved with a team

Signals

D••••••• M••••••••• left F••••••• P••••••• A•• W•••••••• A••••••• for C•••••• S••••• • C••• I••• (registered 2025-03-31)
Mar 11, 2025 · Advisor changed firm · fact
D••••••• M••••••••• left C•••••• S••••• • C••• I••• for F••••••• P••••••• A•• W•••••••• A••••••• (registered 2023-04-04)
Feb 24, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address