RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• G•••••••
- L•• F•••••••• L•• BD affiliated currentsince Aug 19, 2026 · La Jolla, Ca
- R•• S••••••••• I••• BD affiliatedMar 13, 2018 to Jul 16, 2026 · Irvine, Ca
- U••• B•••••• A•••••••• L•• BD affiliatedMar 2, 2015 to Mar 12, 2018 · Solana Beach, Ca
- R•• S••••••••• I••• to L•• F•••••••• L••left Jul 16, 2026, registered Aug 19, 2026 (34 days) · Affiliated broker-dealer or bank to another
- U••• B•••••• A•••••••• L•• to R•• S••••••••• I•••left Mar 12, 2018, registered Mar 13, 2018 (1 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- M•••••• G••••••• left R•• S••••••••• I••• for L•• F•••••••• L•• (registered 2026-08-19)Jul 16, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address