DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Harold James Kirkpatrick

Procyonmixed wealthShelton, Ct IA-onlyIAPD 6413229
Certified Financial Planner
Feed of 09/15/2026
Also filed as Harry James Kirkpatrick
At current firm
2 y
since Feb 7, 2024
In the industry
11 y
since Nov 22, 2014 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
  • Procyon mixed wealth current
    since Feb 7, 2024 · Holden, Ma
  • Connectus Wealth former
    Aug 25, 2023 to Jan 30, 2024 · North Andover, Ma
  • Facet independent RIA
    May 9, 2017 to May 8, 2023 · West Palm Beach, Fl
Moves
a registration end followed by a registration begin elsewhere
Signals
  • Harold James Kirkpatrick left Connectus Wealth for Procyon (registered 2024-02-07)
    Jan 30, 2024 · Advisor changed firm · fact
  • Harold James Kirkpatrick left Facet for Connectus Wealth (registered 2023-08-25)
    May 8, 2023 · Advisor changed firm · fact
Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance
Source
IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class
Wealth manager with institutional or fund businessderived
Years in industry
11derivedfrom the earliest dated exam, employment or registration
Not published
disclosure flags, outside business text, branch street address