DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Christine Kaydee Hoenig Garcia
Certified Financial Planner
Feed of 09/14/2026
Also filed as Christine K Hoenig Garcia
At current firm
0 y
since Sep 1, 2026
In the industry
11 y
since Oct 1, 2014 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- LPL Financial LLC BD affiliated currentsince Sep 1, 2026 · Calabasas, Ca
- Osaic Wealth, Inc. BD affiliatedMar 14, 2024 to Sep 2, 2026 · Calabasas, Ca
- Ameriprise Financial Services, LLC national BDApr 13, 2016 to Dec 12, 2023 · Calabasas, Ca
Moves
a registration end followed by a registration begin elsewhere
- Osaic Wealth, Inc. to LPL Financial LLCleft Sep 2, 2026, registered Sep 1, 2026 (-1 days) · Affiliated broker-dealer or bank to another · moved with a team
- Ameriprise Financial Services, LLC to Osaic Wealth, Inc.left Dec 12, 2023, registered Mar 14, 2024 (93 days) · Affiliated broker-dealer or bank to another
Signals
- Christine Kaydee Hoenig Garcia left Osaic Wealth, Inc. for Lpl Financial Llc (registered 2026-09-01)Sep 2, 2026 · Advisor changed firm · fact
- Christine Kaydee Hoenig Garcia left Ameriprise Financial Services, Llc for Osaic Wealth, Inc. (registered 2024-03-14)Dec 12, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address