RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
H•••• L•••••• S••••
- L•••• W•••••• L•• independent RIA currentsince Aug 20, 2025 · Spanish Fork, Ut
- B••• B••• W••••• independent RIAApr 2, 2015 to Feb 17, 2026 · Orem, Ut
- B•• P•••••••• I••• BD affiliatedNov 19, 2014 to Jan 30, 2015 · Provo, Ut
- B••• B••• W••••• to L•••• W•••••• L••left Feb 17, 2026, registered Aug 20, 2025 (-181 days) · RIA to a newly registered adviser · moved with a team
- B•• P•••••••• I••• to B••• B••• W•••••left Jan 30, 2015, registered Apr 2, 2015 (62 days) · Other
- H•••• L•••••• S•••• left B••• B••• W••••• for L•••• W•••••• L•• (registered 2025-08-20)Feb 17, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address