DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Christopher J Mcneil

Ameriprise Financial Services, LLCnational BDPark City, Ks dual registrantIAPD 6421655

Feed of 09/14/2026

Also filed as Chris Mcneil

At current firm

1 y

since Oct 16, 2024

In the industry

11 y

since May 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Ameriprise Financial Services, LLC national BD current
since Oct 16, 2024 · Park City, Ks
Cwm, LLC BD affiliated
Dec 1, 2022 to Aug 15, 2024 · Omaha, Ne
Pruco Securities, LLC no RAUM
Jan 21, 2022 to Dec 7, 2022 · Garden City, Ks
Commerce Brokerage Services, Inc former
Dec 4, 2017 to Jan 18, 2022 · Hays, Ks
Waddell & Reed former
Sep 21, 2015 to Nov 20, 2017 · Wichita, Ks

Moves

a registration end followed by a registration begin elsewhere

Cwm, LLC to Ameriprise Financial Services, LLC
left Aug 15, 2024, registered Oct 16, 2024 (62 days) · Affiliated broker-dealer or bank to another
Pruco Securities, LLC to Cwm, LLC
left Dec 7, 2022, registered Dec 1, 2022 (-6 days) · Affiliated broker-dealer or bank to another
Commerce Brokerage Services, Inc to Pruco Securities, LLC
left Jan 18, 2022, registered Jan 21, 2022 (3 days) · RIA to affiliated broker-dealer or bank
Waddell & Reed to Commerce Brokerage Services, Inc
left Nov 20, 2017, registered Dec 4, 2017 (14 days) · Other

Signals

Christopher J Mcneil left Cwm, Llc for Ameriprise Financial Services, Llc (registered 2024-10-16)
Aug 15, 2024 · Advisor changed firm · fact
Christopher J Mcneil left Pruco Securities, Llc for Cwm, Llc (registered 2022-12-01)
Dec 7, 2022 · Advisor changed firm · fact
Christopher J Mcneil left Commerce Brokerage Services, Inc for Pruco Securities, Llc (registered 2022-01-21)
Jan 18, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address