DFX Intelligence
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Registered advisor
T•••••• S•••••• M••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as T•••••• S• M••••••••• M••••••••• S•••••• M••••
At current firm
3 y
since Feb 17, 2023
In the industry
11 y
since Feb 17, 2015 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- R••••••••• C•••••• M••••••••• BD affiliated currentsince Feb 17, 2023 · Atlanta, Ga
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseApr 6, 2018 to Feb 21, 2023 · Winter Park, Fl
- W•••• F•••• A••••••• wirehouseJun 22, 2016 to Apr 5, 2018 · Cape Coral, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseFeb 18, 2015 to May 26, 2016 · Jacksonville, Fl
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to R••••••••• C•••••• M•••••••••left Feb 21, 2023, registered Feb 17, 2023 (-4 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- W•••• F•••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Apr 5, 2018, registered Apr 6, 2018 (1 days) · Wirehouse to wirehouse
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••left May 26, 2016, registered Jun 22, 2016 (27 days) · Wirehouse to wirehouse · moved with a team
Signals
- ••• LockedFeb 21, 2023 · Advisor changed firm · fact
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address