DFX Intelligence
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Registered advisor
R••• D••••• K•••••••
Certified Financial Planner
Feed of 09/15/2026
Also filed as R••• D• K••••••••• D••••• K••••••••• K•••••••
At current firm
5 y
since Oct 20, 2020
In the industry
11 y
since Mar 30, 2015 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- F••••• I••••••••• independent RIA currentsince Oct 20, 2020 · Tampa, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJun 17, 2020 to Sep 25, 2020 · Palm Beach, Fl
- M••••• S•••••• wirehouseAug 26, 2019 to May 11, 2020 · Stuart, Fl
- U•• F•••••••• S••••••• I••• wirehouseMay 1, 2018 to Jun 20, 2019 · West Palm Beach, Fl
- T• A••••••••• I••• formerFeb 28, 2018 to Apr 9, 2018 · Jupiter, Fl
- T• A••••••••• I••••••••• M••••••••• L•• formerFeb 26, 2018 to Apr 9, 2018 · Omaha, Ne
All 6 prior registrationsShow fewer
- S•••••••• I••••••••• M••••••••• formerMar 29, 2017 to Feb 26, 2018 · Jupiter, Fl
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to F••••• I•••••••••left Sep 25, 2020, registered Oct 20, 2020 (25 days) · Wirehouse to independent RIA
- M••••• S•••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left May 11, 2020, registered Jun 17, 2020 (37 days) · Wirehouse to wirehouse
- U•• F•••••••• S••••••• I••• to M••••• S••••••left Jun 20, 2019, registered Aug 26, 2019 (67 days) · Wirehouse to wirehouse · moved with a team
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Apr 9, 2018, registered Feb 28, 2018 (-40 days) · channel change inside one enterprise, not a move · moved with a team
- T• A••••••••• I••• to U•• F•••••••• S••••••• I•••left Apr 9, 2018, registered May 1, 2018 (22 days) · Other
All 6 movesShow fewer
- S•••••••• I••••••••• M••••••••• to T• A••••••••• I••••••••• M••••••••• L••left Feb 26, 2018, registered Feb 26, 2018 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address