DFX Intelligence

RIA Intelligence

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Channel change (one enterprise)

15 advisors moved from T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••

Not a lift-out: one firm's name is the other's with a word added, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.

independent RIAtono RAUMOtherderived from registration dates
Members
AdvisorBranchLeftRegistered
Aaron J HeidenOmaha, NeMar 26, 2018Feb 27, 2018
Jacquelyn Ruth KestersonOmaha, NeMar 27, 2018Sep 18, 2013
Benjamin ShenOmaha, NeApr 3, 2018Feb 27, 2018
Aaron TankOmaha, NeApr 4, 2018Feb 27, 2018
Cynthia Janine CrossenOmaha, NeApr 4, 2018Feb 27, 2018
Austin Dean WilliamsOmaha, NeApr 6, 2018Apr 27, 2015
Mark Dennie HowardOmaha, NeApr 6, 2018Feb 27, 2018
Ryan Daniel KnowltonOmaha, NeApr 9, 2018Feb 28, 2018
John C JohnsonOmaha, NeApr 12, 2018Aug 14, 2007
Angelica Rose NelsonOmaha, NeApr 16, 2018Feb 27, 2018
Danielle M ConreyOmaha, NeApr 16, 2018Feb 27, 2018
Nathan David SmithOmaha, NeApr 16, 2018Feb 27, 2018
Wesley WhamondOmaha, NeApr 16, 2018Feb 27, 2018
Brandon G HillOmaha, NeApr 23, 2018Feb 28, 2018
Tobey D MillerOmaha, NeApr 23, 2018Feb 27, 2018
Joseph O HoeschenOmaha, NeApr 24, 2018Oct 24, 2011
The rule
Registrations ended
Mar 26, 2018 to Apr 24, 2018
Registered next
Aug 14, 2007 to Feb 28, 2018
Branch state
NE
Cities
1, most in Omaha, Ne
Registered there that day
1,537 (people still on IAPD; an estimate)
Share of that headcount
1.0%
One enterprise because
one firm's name is the other's with a word added
Succession by the destination
none on the tape
Other teams out of T• A••••••••• I••••••••• M••••••••• L••Other teams into T• A••••••••• I•••