RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••••• J•••••••••
- P• W••••• P••• L•• state registered currentsince Oct 12, 2021 · San Jose, Ca
- Y••••••••• F•••••••• A•••••••• L•• formerJan 21, 2016 to Jul 2, 2018 · Corte Madera, Ca
- B••• P••• F••••••••• L•• unclassifiedMay 21, 2015 to Dec 31, 2015 · Austin, Tx
- Y••••••••• F•••••••• A•••••••• L•• to P• W••••• P••• L••left Jul 2, 2018, registered Oct 12, 2021 (1198 days) · RIA to a state-registered adviser
- B••• P••• F••••••••• L•• to Y••••••••• F•••••••• A•••••••• L••left Dec 31, 2015, registered Jan 21, 2016 (21 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address