RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G•••• E••••• B••••••••• B••••••••
- R•••••• J•••• • A••••••••• I••• national BD currentsince Nov 28, 2023 · St. Petersburg, Fl
- R•••••• J•••• I••••••••• M••••••••• asset managerFeb 14, 2022 to Dec 5, 2023 · St Petersburg, Fl
- R•••••• J•••• • A••••••••• I••• national BDDec 21, 2020 to Dec 16, 2021 · St. Petersburg, Fl
- R•••••• J•••• I••••••••• M••••••••• to R•••••• J•••• • A••••••••• I•••left Dec 5, 2023, registered Nov 28, 2023 (-7 days) · channel change inside one enterprise, not a move
- R•••••• J•••• • A••••••••• I••• to R•••••• J•••• I••••••••• M•••••••••left Dec 16, 2021, registered Feb 14, 2022 (60 days) · channel change inside one enterprise, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address