RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• R•••••• J••
- V••• I••••••••• M••••••••• L•• mixed wealth currentsince Jan 16, 2020 · New Albany, Oh
- D•••••• H••• C•••••• M••••••••• L•• asset managerOct 13, 2015 to Oct 31, 2019 · Columbus, Oh
- D•••••• H••• C•••••• M••••••••• L•• to V••• I••••••••• M••••••••• L••left Oct 31, 2019, registered Jan 16, 2020 (77 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address