J•••• G• R••••••••

J• W• C••• A•••••••• I•••BD affiliatedTampa, Fl dual registrantIAPD 6470122

Certified Financial Planner

Feed of 09/14/2026

Also filed as J•••• G• R••••••••

At current firm

2 y

since Apr 22, 2024

In the industry

10 y

since Dec 22, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

J• W• C••• A•••••••• I••• BD affiliated current
since Apr 22, 2024 · Tampa, Fl
C•••••• S••••• • C••• I••• national BD
Jan 26, 2022 to May 6, 2024 · St. Paul, Mn
T• A••••••••• I••• former
Feb 27, 2018 to Oct 14, 2022 · Wayzata, Mn
T• A••••••••• I••••••••• M••••••••• L•• former
Feb 26, 2018 to Sep 7, 2023 · Omaha, Ne
S•••••••• I••••••••• M••••••••• former
Jan 25, 2017 to Feb 26, 2018 · Saint Louis, Mo
N••••••••• M••••• I••••••••• S••••••••• no RAUM
Dec 24, 2015 to Mar 15, 2016 · Minnetonka, Mn

Moves

a registration end followed by a registration begin elsewhere

C•••••• S••••• • C••• I••• to J• W• C••• A•••••••• I•••
left May 6, 2024, registered Apr 22, 2024 (-14 days) · Affiliated broker-dealer or bank to another
T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••
left Sep 7, 2023, registered Feb 27, 2018 (-2018 days) · channel change inside one enterprise, not a move · moved with a team
T• A••••••••• I••• to C•••••• S••••• • C••• I•••
left Oct 14, 2022, registered Jan 26, 2022 (-261 days) · channel change inside one enterprise, not a move · moved with a team
S•••••••• I••••••••• M••••••••• to T• A••••••••• I••••••••• M••••••••• L••
left Feb 26, 2018, registered Feb 26, 2018 (0 days) · corporate re-registration, not a move
N••••••••• M••••• I••••••••• S••••••••• to S•••••••• I••••••••• M•••••••••
left Mar 15, 2016, registered Jan 25, 2017 (316 days) · Other

Signals

••• Locked
May 6, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address