RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B••••••• N••• W••••••
- A••••• W••••• state registered currentsince Jan 1, 2025 · Caledonia, Mi
- A•••••• 1•• L•• state registered currentsince Jan 1, 2025 · Caledonia, Mi
- B••••••••• W••••• A•••••••• L•• no RAUMNov 4, 2016 to Oct 6, 2020 · Wheaton, Il
- B••••••••• A•••• M••••••••• L•• asset managerNov 4, 2016 to Oct 6, 2020 · Wheaton, Il
- L•• F•••••••• L•• BD affiliatedJun 2, 2015 to Jul 20, 2016 · San Diego, Ca
- B••••••••• W••••• A•••••••• L•• to B••••••••• A•••• M••••••••• L••left Oct 6, 2020, registered Nov 4, 2016 (-1432 days) · channel change inside one enterprise, not a move
- B••••••••• A•••• M••••••••• L•• to A••••• W•••••left Oct 6, 2020, registered Jan 1, 2025 (1548 days) · RIA to a state-registered adviser
- L•• F•••••••• L•• to B••••••••• W••••• A•••••••• L••left Jul 20, 2016, registered Nov 4, 2016 (107 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address