RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••• K•••• M••••••••
- L•• F•••••••• L•• BD affiliated currentsince Jan 14, 2026 · Ontario, Ca
- B••• G••••• • C••••••• I••• independent RIANov 26, 2025 to Jan 14, 2026 · Orange, Ca
- A••••••••• F•••••••• S•••••••• L•• national BDMar 6, 2024 to Aug 13, 2025 · Riverside, Ca
- T•• A•••••••• G•••• BD affiliatedAug 16, 2022 to Feb 13, 2023 · Long Beach, Ca
- C••• F•••••••• S•••••••• L••• formerAug 27, 2019 to Aug 19, 2022 · Huntington Beach, Ca
- L•• F•••••••• L•• BD affiliatedSep 18, 2017 to Sep 17, 2019 · Manhattan Beach, Ca
- B••• G••••• • C••••••• I••• to L•• F•••••••• L••left Jan 14, 2026, registered Jan 14, 2026 (0 days) · RIA to affiliated broker-dealer or bank
- A••••••••• F•••••••• S•••••••• L•• to B••• G••••• • C••••••• I•••left Aug 13, 2025, registered Nov 26, 2025 (105 days) · Affiliated broker-dealer or bank to independent RIA
- T•• A•••••••• G•••• to A••••••••• F•••••••• S•••••••• L••left Feb 13, 2023, registered Mar 6, 2024 (387 days) · RIA to affiliated broker-dealer or bank
- C••• F•••••••• S•••••••• L••• to T•• A•••••••• G••••left Aug 19, 2022, registered Aug 16, 2022 (-3 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- L•• F•••••••• L•• to C••• F•••••••• S•••••••• L•••left Sep 17, 2019, registered Aug 27, 2019 (-21 days) · Affiliated broker-dealer or bank to another
- A••• K•••• M•••••••• left B••• G••••• • C••••••• I••• for L•• F•••••••• L•• (registered 2026-01-14)Jan 14, 2026 · Advisor changed firm · fact
- A••• K•••• M•••••••• left A••••••••• F•••••••• S•••••••• L•• for B••• G••••• • C••••••• I••• (registered 2025-11-26)Aug 13, 2025 · Advisor changed firm · fact
- A••• K•••• M•••••••• left T•• A•••••••• G•••• for A••••••••• F•••••••• S•••••••• L•• (registered 2024-03-06)Feb 13, 2023 · Advisor changed firm · fact
- A••• K•••• M•••••••• left C••• F•••••••• S•••••••• L••• for T•• A•••••••• G•••• (registered 2022-08-16)Aug 19, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address