RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K••••• S•••••
- N••••••••• M••••• I••••••••• S••••••••• no RAUM currentsince Jul 19, 2023 · San Antonio, Tx
- N••••••••• M••••• I••••••••• S••••••••• no RAUMNov 2, 2022 to Mar 30, 2023 · Metairie, La
- N••••••••• M••••• I••••••••• S••••••••• no RAUMNov 5, 2019 to Jun 12, 2021 · Reston, Va
- M••••• L•• independent RIAOct 27, 2016 to Sep 5, 2019 · Tysons Corner, Va
- M••••• L•• to N••••••••• M••••• I••••••••• S•••••••••left Sep 5, 2019, registered Nov 5, 2019 (61 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address