RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••••••• M••••••• T•••••
- C•• F•••••••• state registered currentsince May 8, 2026 · East Bethel, Mn
- T••• V••••• F•••••••• A••••••• formerNov 2, 2023 to Jun 30, 2026 · Woodbury, Mn
- B••••• F•••••••• G•••• independent RIAJul 31, 2020 to Nov 7, 2023 · Plymouth, Mn
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedMar 29, 2018 to Aug 28, 2020 · Plymouth, Mn
- T••• V••••• F•••••••• A••••••• to C•• F••••••••left Jun 30, 2026, registered May 8, 2026 (-53 days) · RIA to a state-registered adviser
- B••••• F•••••••• G•••• to T••• V••••• F•••••••• A•••••••left Nov 7, 2023, registered Nov 2, 2023 (-5 days) · RIA to RIA
- C•••••••• I••••••••• R••••••• A•••••••• I••• to B••••• F•••••••• G••••left Aug 28, 2020, registered Jul 31, 2020 (-28 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
- C•••••••• M••••••• T••••• left T••• V••••• F•••••••• A••••••• for C•• F•••••••• (registered 2026-05-08)Jun 30, 2026 · Advisor changed firm · fact
- C•••••••• M••••••• T••••• left B••••• F•••••••• G•••• for T••• V••••• F•••••••• A••••••• (registered 2023-11-02)Nov 7, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address