DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
K••• D••••• B•••••
R•••••• J•••• F•••••••• S••••••• A•••••••• I••BD affiliatedBaltimore, Md dual registrantIAPD 6503755
Feed of 09/14/2026
Also filed as K••• B••••••••• B•••••
At current firm
8 y
since Jun 26, 2018
In the industry
11 y
since Jun 1, 2015 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Jun 26, 2018 · Rockville, Md
- T••••• A••••••• S•••••••• I••• BD affiliatedApr 17, 2017 to Feb 28, 2018 · Alexandria, Va
- M••••• S•••••• wirehouseAug 27, 2015 to Apr 4, 2017 · Greenville, De
Moves
a registration end followed by a registration begin elsewhere
- T••••• A••••••• S•••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Feb 28, 2018, registered Jun 26, 2018 (118 days) · Other
- M••••• S•••••• to T••••• A••••••• S•••••••• I•••left Apr 4, 2017, registered Apr 17, 2017 (13 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address