DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••••• T••••• K••••••

K•••••• F•••••••• P•••••••state registeredOrtonville, MiIA-onlyIAPD 6507269

Feed of 09/14/2026

Also filed as Mike K••••••

At current firm

1 y

since Dec 2, 2024

In the industry

11 y

since Aug 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

K•••••• F•••••••• P••••••• state registered current
since Dec 2, 2024 · Ortonville, Mi
P•••• S••••••••• L•• no RAUM
Aug 2, 2023 to Jan 8, 2024 · Troy, Mi
C••• L•• BD affiliated
Jul 21, 2022 to Apr 11, 2023 · Okemos, Mi
J• W••••• W••••• M••••••••• state registered
May 8, 2020 to Jan 11, 2021 · Davison, Mi
K•••••• F•••••••• P••••••• unclassified
Aug 30, 2019 to Jul 12, 2022 · Ortonville, Mi
C•• A•••••••• L•• independent RIA
Aug 27, 2015 to Oct 4, 2019 · Ortonville, Mi

Moves

a registration end followed by a registration begin elsewhere

P•••• S••••••••• L•• to K•••••• F•••••••• P•••••••
left Jan 8, 2024, registered Dec 2, 2024 (329 days) · Affiliated broker-dealer or bank to a state-registered adviser
C••• L•• to P•••• S••••••••• L••
left Apr 11, 2023, registered Aug 2, 2023 (113 days) · Affiliated broker-dealer or bank to another
K•••••• F•••••••• P••••••• to J• W••••• W••••• M•••••••••
left Jul 12, 2022, registered May 8, 2020 (-795 days) · Other
J• W••••• W••••• M••••••••• to C••• L••
left Jan 11, 2021, registered Jul 21, 2022 (556 days) · Other
C•• A•••••••• L•• to K•••••• F•••••••• P•••••••
left Oct 4, 2019, registered Aug 30, 2019 (-35 days) · Other

Signals

M•••••• T••••• K•••••• left P•••• S••••••••• L•• for K•••••• F•••••••• P••••••• (registered 2024-12-02)
Jan 8, 2024 · Advisor changed firm · fact
M•••••• T••••• K•••••• left C••• L•• for P•••• S••••••••• L•• (registered 2023-08-02)
Apr 11, 2023 · Advisor changed firm · fact
M•••••• T••••• K•••••• left K•••••• F•••••••• P••••••• for J• W••••• W••••• M••••••••• (registered 2020-05-08)
Jul 12, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address