RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• J••• D••••••••
- V••••• P••••••• independent RIA currentsince Mar 31, 2022 · Downers Grove, Il
- H•••••••• P••••••• P••••••• independent RIANov 2, 2021 to Apr 29, 2022 · Downers Grove, Il
- H•••••••• A•••••• G••••• L•• formerJul 15, 2019 to Dec 31, 2021 · Downers Grove, Il
- T• A••••••••• I••••••••• M••••••••• L•• formerMar 10, 2018 to Jun 25, 2019 · Schaumburg, Il
- T• A••••••••• I••• formerMar 10, 2018 to Jun 25, 2019 · Schaumburg, Il
- S•••••••• I••••••••• M••••••••• formerMar 28, 2017 to Mar 10, 2018 · Saint Louis, Mo
- E•••••••• W••••• M••••••••• L•• formerNov 21, 2016 to Jan 25, 2017 · Brighton, Mi
- I••••• F•••••••• C••••••••• formerOct 31, 2016 to Jan 26, 2017 · Brighton, Mi
- H•••••••• P••••••• P••••••• to V••••• P•••••••left Apr 29, 2022, registered Mar 31, 2022 (-29 days) · RIA to a newly registered adviser · moved with a team
- H•••••••• A•••••• G••••• L•• to H•••••••• P••••••• P•••••••left Dec 31, 2021, registered Nov 2, 2021 (-59 days) · corporate re-registration, not a move
- T• A••••••••• I••••••••• M••••••••• L•• to H•••••••• A•••••• G••••• L••left Jun 25, 2019, registered Jul 15, 2019 (20 days) · RIA to RIA
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Jun 25, 2019, registered Mar 10, 2018 (-472 days) · channel change inside one enterprise, not a move
- S•••••••• I••••••••• M••••••••• to T• A••••••••• I•••left Mar 10, 2018, registered Mar 10, 2018 (0 days) · channel change inside one enterprise, not a move
- I••••• F•••••••• C••••••••• to E•••••••• W••••• M••••••••• L••left Jan 26, 2017, registered Nov 21, 2016 (-66 days) · Other
- E•••••••• W••••• M••••••••• L•• to S•••••••• I••••••••• M•••••••••left Jan 25, 2017, registered Mar 28, 2017 (62 days) · Other
- J••••• J••• D•••••••• left H•••••••• P••••••• P••••••• for V••••• P••••••• (registered 2022-03-31)Apr 29, 2022 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address