DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Cullen Miles Pope

Ameriprise Financial Services, LLCnational BDEddyville, Kydual registrantIAPD 6509406

Feed of 09/14/2026

Also filed as Cullen M Pope

At current firm

1 y

since Jul 25, 2025

In the industry

11 y

since Jun 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Ameriprise Financial Services, LLC national BD current
since Jul 25, 2025 · Eddyville, Ky
Midwestern Securities Trading Co.,LLC independent RIA
Aug 8, 2023 to Jul 30, 2025 · Princeton, Ky
Keystone Financial Group, LLC independent RIA
Jun 29, 2022 to Jul 28, 2023 · Paducah, Ky
Robert W. Baird & Co. Incorporated mixed wealth
Oct 18, 2019 to May 16, 2022 · Paducah, Ky
J.J.B. Hilliard, W.L. Lyons, LLC former
Feb 11, 2016 to Oct 18, 2019 · Paducah, Ky

Moves

a registration end followed by a registration begin elsewhere

Midwestern Securities Trading Co.,LLC to Ameriprise Financial Services, LLC
left Jul 30, 2025, registered Jul 25, 2025 (-5 days) · RIA to affiliated broker-dealer or bank
Keystone Financial Group, LLC to Midwestern Securities Trading Co.,LLC
left Jul 28, 2023, registered Aug 8, 2023 (11 days) · RIA to RIA
Robert W. Baird & Co. Incorporated to Keystone Financial Group, LLC
left May 16, 2022, registered Jun 29, 2022 (44 days) · RIA to RIA
J.J.B. Hilliard, W.L. Lyons, LLC to Robert W. Baird & Co. Incorporated
left Oct 18, 2019, registered Oct 18, 2019 (0 days) · corporate re-registration, not a move

Signals

Cullen Miles Pope left Midwestern Securities Trading Co.,Llc for Ameriprise Financial Services, Llc (registered 2025-07-25)
Jul 30, 2025 · Advisor changed firm · fact
Cullen Miles Pope left Keystone Financial Group, Llc for Midwestern Securities Trading Co.,Llc (registered 2023-08-08)
Jul 28, 2023 · Advisor changed firm · fact
Cullen Miles Pope left Robert W. Baird & Co. Incorporated for Keystone Financial Group, Llc (registered 2022-06-29)
May 16, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address