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Feed of 09/14/2026
Also filed as M••• F•••••
At current firm
0 y
since Jan 1, 2026
In the industry
13 y
since May 1, 2013 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• F•••••••• I••• state registered currentsince Jan 1, 2026 · Chicago, Il
- A•••••• A••••••• S••••••• formerDec 8, 2015 to Sep 9, 2019 · Monroe, Wi
- C••••• I••••••••• A••••••• L•• BD affiliatedNov 17, 2015 to Dec 28, 2015 · M•••••, Wi
Moves
a registration end followed by a registration begin elsewhere
- A•••••• A••••••• S••••••• to M••••• F•••••••• I•••left Sep 9, 2019, registered Jan 1, 2026 (2306 days) · Affiliated broker-dealer or bank to a state-registered adviser
- C••••• I••••••••• A••••••• L•• to A•••••• A••••••• S•••••••left Dec 28, 2015, registered Dec 8, 2015 (-20 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address