RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- T••••••••• L•• independent RIA currentsince Jul 3, 2022 · Buda, Tx
- K•••• M••••••••• formerJul 7, 2017 to Aug 1, 2022 · Kyle, Tx
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• formerJun 1, 2017 to Jul 10, 2017 · Kyle, Tx
- K•••• M••••••••• to T••••••••• L••left Aug 1, 2022, registered Jul 3, 2022 (-29 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• to K•••• M•••••••••left Jul 10, 2017, registered Jul 7, 2017 (-3 days) · Other · moved with a team
- J••••• M••• H•••• left K•••• M••••••••• for T••••••••• L•• (registered 2022-07-03)Aug 1, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address