DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

L•••• L•••••••

T••••••• W•••••• L••state registeredFairfield, CtIA-onlyIAPD 6520415

Certified Financial Planner

Feed of 09/14/2026

Also filed as L•••• Andrew L•••••••

At current firm

0 y

since Sep 10, 2026

In the industry

11 y

since Jun 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

T••••••• W•••••• L•• state registered current
since Sep 10, 2026 · Fairfield, Ct
C••••••••• W••••• M••••••••• L•• independent RIA
Jun 11, 2025 to Aug 3, 2026 · Farmington, Ct
L•• F•••••••• L•• BD affiliated
Jun 8, 2023 to Dec 16, 2024 · West Simsbury, Ct
U•• F•••••••• S••••••• I••• wirehouse
Sep 5, 2015 to Feb 15, 2022 · Hartford, Ct

Moves

a registration end followed by a registration begin elsewhere

C••••••••• W••••• M••••••••• L•• to T••••••• W•••••• L••
left Aug 3, 2026, registered Sep 10, 2026 (38 days) · RIA to a state-registered adviser
L•• F•••••••• L•• to C••••••••• W••••• M••••••••• L••
left Dec 16, 2024, registered Jun 11, 2025 (177 days) · Affiliated broker-dealer or bank to independent RIA
U•• F•••••••• S••••••• I••• to L•• F•••••••• L••
left Feb 15, 2022, registered Jun 8, 2023 (478 days) · Wirehouse to affiliated broker-dealer or bank

Signals

L•••• L••••••• left C••••••••• W••••• M••••••••• L•• for T••••••• W•••••• L•• (registered 2026-09-10)
Aug 3, 2026 · Advisor changed firm · fact
L•••• L••••••• left L•• F•••••••• L•• for C••••••••• W••••• M••••••••• L•• (registered 2025-06-11)
Dec 16, 2024 · Advisor changed firm · fact
L•••• L••••••• left U•• F•••••••• S••••••• I••• for L•• F•••••••• L•• (registered 2023-06-08)
Feb 15, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address