RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••••••• J••• P•••••
- S•••••••• D•••• W••••• M••••••••• A•••••••• L• independent RIA currentsince Apr 10, 2019 · Pittsburgh, Pa
- D••• R••• • C••••••• L•• independent RIAJan 10, 2018 to May 13, 2019 · Pittsburgh, Pa
- R• A•••••••• • A••••••••• L•• formerJan 8, 2018 to Dec 31, 2018 · Pittsburgh, Pa
- C••••• F••••••••• W••••• P•••••••• L•• formerJul 10, 2017 to Jan 4, 2018 · Pittsburgh, Pa
- D••• R••• • C••••••• L•• to S•••••••• D•••• W••••• M••••••••• A•••••••• L•left May 13, 2019, registered Apr 10, 2019 (-33 days) · RIA to RIA
- R• A•••••••• • A••••••••• L•• to D••• R••• • C••••••• L••left Dec 31, 2018, registered Jan 10, 2018 (-355 days) · Other
- C••••• F••••••••• W••••• P•••••••• L•• to R• A•••••••• • A••••••••• L••left Jan 4, 2018, registered Jan 8, 2018 (4 days) · Other · moved with a team
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address