RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••• J••• L•••••••
- N•• E••• W••••• BD affiliated currentsince Feb 18, 2026 · Miami, Fl
- F•••• A••••• F••••• O••••• independent RIAJun 19, 2023 to Mar 3, 2026 · Naples, Fl
- U•• F•••••••• S••••••• I••• wirehouseNov 1, 2021 to May 10, 2023 · Naples, Fl
- F•••• A••••• F••••• O••••• to N•• E••• W•••••left Mar 3, 2026, registered Feb 18, 2026 (-13 days) · RIA to affiliated broker-dealer or bank
- U•• F•••••••• S••••••• I••• to F•••• A••••• F••••• O•••••left May 10, 2023, registered Jun 19, 2023 (40 days) · Wirehouse to independent RIA
- T••••• J••• L••••••• left F•••• A••••• F••••• O••••• for N•• E••• W••••• (registered 2026-02-18)Mar 3, 2026 · Advisor changed firm · fact
- T••••• J••• L••••••• left U•• F•••••••• S••••••• I••• for F•••• A••••• F••••• O••••• (registered 2023-06-19)May 10, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address