RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T•••• S•• C•••• A••••
- K•• W••••• M••••••••• state registered currentsince Mar 10, 2026 · Lebanon, Oh
- L•• E••••••••• L•• BD affiliatedNov 14, 2024 to Feb 18, 2026 · Wilmington, Oh
- P•••• S••••••••• L•• no RAUMMar 6, 2021 to Nov 14, 2024 · West Chester, Oh
- L•• E••••••••• L•• to K•• W••••• M•••••••••left Feb 18, 2026, registered Mar 10, 2026 (20 days) · Affiliated broker-dealer or bank to a state-registered adviser
- P•••• S••••••••• L•• to L•• E••••••••• L••left Nov 14, 2024, registered Nov 14, 2024 (0 days) · corporate re-registration, not a move
- T•••• S•• C•••• A•••• left L•• E••••••••• L•• for K•• W••••• M••••••••• (registered 2026-03-10)Feb 18, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address