RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Ray Owen Dibartolomeo
- Professional profile
- linkedin.com/in/ray-dibartolomeo-65406b6breportedadviserinfo.sec.govForm ADV Item 1.I, Sep 14, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- Ironcrest Capital Management LLC former currentsince Aug 24, 2020 · Santa Barbara, Ca
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJul 13, 2016 to Aug 25, 2020 · Westlake Village, Ca
- Quest Capital Strategies, Inc. formerDec 8, 2015 to Jul 25, 2016 · Thousand Oaks, Ca
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Ironcrest Capital Management LLCleft Aug 25, 2020, registered Aug 24, 2020 (-1 days) · Wirehouse to a newly registered adviser (no RAUM reported yet)
- Quest Capital Strategies, Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Jul 25, 2016, registered Jul 13, 2016 (-12 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Former SEC-registered adviserderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address