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Registered advisor
L•••• S••••• K••••••••
Feed of 09/14/2026
Also filed as L•••• S K••••••••
At current firm
0 y
since Jun 4, 2026
In the industry
10 y
since Sep 29, 2015 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- G••••• R••• H•••••• C••• state registered currentsince Jun 4, 2026 · Dixon, Ia
- L•• F•••••••• L•• BD affiliatedNov 20, 2024 to Jan 23, 2026 · San Diego, Ca
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to G••••• R••• H•••••• C•••left Jan 23, 2026, registered Jun 4, 2026 (132 days) · Affiliated broker-dealer or bank to a state-registered adviser
Signals
- L•••• S••••• K•••••••• left L•• F•••••••• L•• for G••••• R••• H•••••• C••• (registered 2026-06-04)Jan 23, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address