RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••• M•••• Z••••••••
- Q•••••• W••••• S••••••••• L•• state registered currentsince Mar 19, 2021 · Shelby Township, Mi
- S•• BD affiliatedOct 26, 2018 to Mar 22, 2021 · Ann Arbor, Mi
- S••••••••• A•••••• A•••••••• I••• formerSep 11, 2018 to Oct 15, 2018 · Sterling Heights, Mi
- R•••••• J•••• • A••••••••• I••• national BDMar 28, 2018 to Sep 7, 2018 · Troy, Mi
- S•• to Q•••••• W••••• S••••••••• L••left Mar 22, 2021, registered Mar 19, 2021 (-3 days) · Affiliated broker-dealer or bank to a state-registered adviser
- S••••••••• A•••••• A•••••••• I••• to S••left Oct 15, 2018, registered Oct 26, 2018 (11 days) · Affiliated broker-dealer or bank to another
- R•••••• J•••• • A••••••••• I••• to S••••••••• A•••••• A•••••••• I•••left Sep 7, 2018, registered Sep 11, 2018 (4 days) · Affiliated broker-dealer or bank to another
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address