RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• B••••
- G••••• P•••• F•••••••• L•• state registered currentsince Oct 1, 2018 · Lancaster, Pa
- G••• L••• A•••••••• L•• independent RIAJan 28, 2017 to Sep 26, 2018 · Wyomissing, Pa
- W•••••• • R••• formerNov 18, 2015 to Sep 10, 2016 · Wyomissing, Pa
- G••• L••• A•••••••• L•• to G••••• P•••• F•••••••• L••left Sep 26, 2018, registered Oct 1, 2018 (5 days) · RIA to a state-registered adviser
- W•••••• • R••• to G••• L••• A•••••••• L••left Sep 10, 2016, registered Jan 28, 2017 (140 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address