RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••• W•••••• F•••••••••
- R••••• F•••••••• state registered currentsince Oct 20, 2022 · Robbinsdale, Mn
- T•• P••••••• C•••••• I••• independent RIADec 15, 2015 to May 31, 2022 · Maple Grove, Mn
- T•• P••••••• C•••••• I••• to R••••• F••••••••left May 31, 2022, registered Oct 20, 2022 (142 days) · RIA to a state-registered adviser
- A•••• W•••••• F••••••••• left T•• P••••••• C•••••• I••• for R••••• F•••••••• (registered 2022-10-20)May 31, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address