DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

T••••• W•••••• P••••••

C••••• I••••••••• A••••••• L••BD affiliatedPort Saint Lucie, Fl dual registrantIAPD 6564272

Certified Financial Planner

Feed of 09/15/2026

Also filed as T••••• W•••••• P••••••

At current firm

1 y

since Aug 22, 2025

In the industry

11 y

since Sep 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• I••••••••• A••••••• L•• BD affiliated current
since Aug 22, 2025 · Port Saint Lucie, Fl
A•••••• A••••••• S••••••• former
Jan 20, 2025 to Sep 5, 2025 · Neptune, Nj
A•••• B••• G•••• W••••• M••••••••• former
Jan 8, 2021 to Jan 3, 2025 · Palm Beach Gardens, Fl
U•• F•••••••• S••••••• I••• wirehouse
Jan 5, 2016 to Jul 30, 2020 · Stuart, Fl

Moves

a registration end followed by a registration begin elsewhere

A•••••• A••••••• S••••••• to C••••• I••••••••• A••••••• L••
left Sep 5, 2025, registered Aug 22, 2025 (-14 days) · corporate re-registration, not a move
A•••• B••• G•••• W••••• M••••••••• to A•••••• A••••••• S•••••••
left Jan 3, 2025, registered Jan 20, 2025 (17 days) · RIA to affiliated broker-dealer or bank
U•• F•••••••• S••••••• I••• to A•••• B••• G•••• W••••• M•••••••••
left Jul 30, 2020, registered Jan 8, 2021 (162 days) · Wirehouse to independent RIA

Signals

T••••• W•••••• P•••••• left A•••• B••• G•••• W••••• M••••••••• for A•••••• A••••••• S••••••• (registered 2025-01-20)
Jan 3, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address