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Feed of 09/15/2026
Also filed as M••• P••• M••••••••• M••••••••• P••• M•••••
At current firm
2 y
since Apr 12, 2024
In the industry
12 y
since Jul 1, 2014 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Apr 12, 2024 · Florence, Al
- W•••• F•••• A••••••• wirehouseJun 2, 2021 to Apr 12, 2024 · Florence, Al
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJan 8, 2021 to May 21, 2021 · Florence, Al
- W•••• F•••• A••••••• wirehouseMay 16, 2019 to Jan 14, 2021 · Huntsville, Al
- W•••• F•••• A••••••• wirehouseDec 14, 2015 to Mar 5, 2018 · Florence, Al
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to W•••• F•••• A•••••••left Apr 12, 2024, registered Apr 12, 2024 (0 days) · channel change inside one enterprise, not a move · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••left May 21, 2021, registered Jun 2, 2021 (12 days) · Wirehouse to wirehouse
- W•••• F•••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jan 14, 2021, registered Jan 8, 2021 (-6 days) · Wirehouse to wirehouse · moved with a team
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address