RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• V••••
- F••••• C••• C•••••• L•• independent RIA currentsince Jan 30, 2026 · Frederick, Md
- T•••••• P•••• F•••••••• independent RIAAug 6, 2019 to Feb 5, 2026 · Frederick, Md
- A••••••••• F•••••••• S•••••••• L•• national BDMar 16, 2018 to Aug 1, 2019 · Ellicott City, Md
- R•••••• J•••• • A••••••••• I••• national BDSep 6, 2016 to Feb 28, 2018 · Hunt Valley, Md
- D••••••• B••• S••••••••• I••• no RAUMAug 2, 2016 to Sep 6, 2016 · Baltimore, Md
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseFeb 22, 2016 to Aug 1, 2016 · Hunt Valley, Md
- T•••••• P•••• F•••••••• to F••••• C••• C•••••• L••left Feb 5, 2026, registered Jan 30, 2026 (-6 days) · RIA to RIA
- A••••••••• F•••••••• S•••••••• L•• to T•••••• P•••• F••••••••left Aug 1, 2019, registered Aug 6, 2019 (5 days) · Affiliated broker-dealer or bank to a newly registered adviser
- R•••••• J•••• • A••••••••• I••• to A••••••••• F•••••••• S•••••••• L••left Feb 28, 2018, registered Mar 16, 2018 (16 days) · Affiliated broker-dealer or bank to another
- D••••••• B••• S••••••••• I••• to R•••••• J•••• • A••••••••• I•••left Sep 6, 2016, registered Sep 6, 2016 (0 days) · corporate re-registration, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to D••••••• B••• S••••••••• I•••left Aug 1, 2016, registered Aug 2, 2016 (1 days) · Other
- J••••• V•••• left T•••••• P•••• F•••••••• for F••••• C••• C•••••• L•• (registered 2026-01-30)Feb 5, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address