RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• N••••
- M•• I•••••••• S•••••••• L•• BD affiliated currentsince Aug 18, 2026 · Lisle, Il
- G••••••• I••••••••• L•• formerJun 14, 2025 to Jun 4, 2026 · Reston, Va
- A••••• A•••• A••••••• I•• asset managerFeb 22, 2021 to Dec 31, 2025 · Hometown, Il
- G••••••• I••••••••• L•• to M•• I•••••••• S•••••••• L••left Jun 4, 2026, registered Aug 18, 2026 (75 days) · Other
- A••••• A•••• A••••••• I•• to G••••••• I••••••••• L••left Dec 31, 2025, registered Jun 14, 2025 (-200 days) · Other
- M•••••• N•••• left G••••••• I••••••••• L•• for M•• I•••••••• S•••••••• L•• (registered 2026-08-18)Jun 4, 2026 · Advisor changed firm · fact
- M•••••• N•••• left A••••• A•••• A••••••• I•• for G••••••• I••••••••• L•• (registered 2025-06-14)Dec 31, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address