RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• F•••••••• D•••••
- S••••• W••••• P•••••••• L•• state registered currentsince Oct 4, 2019 · Everett, Wa
- M•••••• F•••••••• • C••• independent RIAJul 4, 2019 to Sep 18, 2019 · Everett, Wa
- F••• S••••• F••••••••• L•• unclassifiedJul 18, 2017 to Dec 31, 2018 · Everett, Wa
- A••••••• F•••••••• P••••••• L•• state registeredJan 4, 2016 to Dec 31, 2016 · Tenino, Wa
- M•••••• F•••••••• • C••• to S••••• W••••• P•••••••• L••left Sep 18, 2019, registered Oct 4, 2019 (16 days) · RIA to a state-registered adviser
- F••• S••••• F••••••••• L•• to M•••••• F•••••••• • C•••left Dec 31, 2018, registered Jul 4, 2019 (185 days) · Other
- A••••••• F•••••••• P••••••• L•• to F••• S••••• F••••••••• L••left Dec 31, 2016, registered Jul 18, 2017 (199 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address