DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Cassandra Joan Mcpherson

Osaic Wealth, Inc.BD affiliatedScottsdale, Azdual registrantIAPD 6598556

Feed of 09/14/2026

Also filed as Cassie Mcpherson

At current firm

0 y

since Jun 17, 2026

In the industry

10 y

since Jan 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Osaic Wealth, Inc. BD affiliated current
since Jun 17, 2026 · Scottsdale, Az
Northwestern Mutual Investment Services,LLC no RAUM
Dec 26, 2025 to May 29, 2026 · Omaha, Ne
Ameritas Advisory Services, LLC BD affiliated
May 19, 2025 to Oct 30, 2025 · Lincoln, Ne
Charles Schwab & Co., Inc. national BD
Jan 27, 2022 to Feb 13, 2025 · Omaha, Ne
Td Ameritrade, Inc. former
Apr 9, 2021 to Oct 14, 2022 · Omaha, Ne
Td Ameritrade Investment Management, LLC former
Apr 7, 2021 to Sep 7, 2023 · Omaha, Ne

Moves

a registration end followed by a registration begin elsewhere

Northwestern Mutual Investment Services,LLC to Osaic Wealth, Inc.
left May 29, 2026, registered Jun 17, 2026 (19 days) · Other
Ameritas Advisory Services, LLC to Northwestern Mutual Investment Services,LLC
left Oct 30, 2025, registered Dec 26, 2025 (57 days) · Other
Charles Schwab & Co., Inc. to Ameritas Advisory Services, LLC
left Feb 13, 2025, registered May 19, 2025 (95 days) · Affiliated broker-dealer or bank to another
Td Ameritrade Investment Management, LLC to Td Ameritrade, Inc.
left Sep 7, 2023, registered Apr 9, 2021 (-881 days) · channel change inside one enterprise, not a move · moved with a team
Td Ameritrade, Inc. to Charles Schwab & Co., Inc.
left Oct 14, 2022, registered Jan 27, 2022 (-260 days) · channel change inside one enterprise, not a move · moved with a team

Signals

Cassandra Joan Mcpherson left Northwestern Mutual Investment Services,Llc for Osaic Wealth, Inc. (registered 2026-06-17)
May 29, 2026 · Advisor changed firm · fact
Cassandra Joan Mcpherson left Ameritas Advisory Services, Llc for Northwestern Mutual Investment Services,Llc (registered 2025-12-26)
Oct 30, 2025 · Advisor changed firm · fact
Cassandra Joan Mcpherson left Charles Schwab & Co., Inc. for Ameritas Advisory Services, Llc (registered 2025-05-19)
Feb 13, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address