RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D• Y••• H••••
- T•• J••• J•••••• G•••• I••• state registered currentsince Aug 4, 2023 · Sykesville, Md
- T•• J••• J•••••• G•••• I••• state registeredOct 14, 2021 to Mar 24, 2022 · Sykesville, Md
- T• A••••••••• I••• formerFeb 28, 2018 to Jul 7, 2021 · Vienna, Va
- T• A••••••••• I••••••••• M••••••••• L•• formerFeb 26, 2018 to Jul 7, 2021 · Omaha, Ne
- S•••••••• I••••••••• M••••••••• formerMar 27, 2017 to Feb 26, 2018 · Saint Louis, Mo
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMay 17, 2016 to Aug 25, 2016 · Hunt Valley, Md
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Jul 7, 2021, registered Feb 28, 2018 (-1225 days) · channel change inside one enterprise, not a move
- T• A••••••••• I••• to T•• J••• J•••••• G•••• I•••left Jul 7, 2021, registered Oct 14, 2021 (99 days) · Other
- S•••••••• I••••••••• M••••••••• to T• A••••••••• I••••••••• M••••••••• L••left Feb 26, 2018, registered Feb 26, 2018 (0 days) · corporate re-registration, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to S•••••••• I••••••••• M•••••••••left Aug 25, 2016, registered Mar 27, 2017 (214 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address