RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P•••••• H•••• G•••••••••
- L•••••• S••••• A••••••• independent RIA currentsince Mar 24, 2025 · Ambler, Pa
- R•• C•••••• M••••••• L•• national BDNov 23, 2020 to Mar 21, 2025 · Conshohocken, Pa
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMar 13, 2019 to Nov 11, 2020 · Blue Bell, Pa
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseAug 4, 2016 to Feb 15, 2018 · Pennington, Nj
- R•• C•••••• M••••••• L•• to L•••••• S••••• A•••••••left Mar 21, 2025, registered Mar 24, 2025 (3 days) · Affiliated broker-dealer or bank to independent RIA
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to R•• C•••••• M••••••• L••left Nov 11, 2020, registered Nov 23, 2020 (12 days) · Wirehouse to affiliated broker-dealer or bank
- P•••••• H•••• G••••••••• left R•• C•••••• M••••••• L•• for L•••••• S••••• A••••••• (registered 2025-03-24)Mar 21, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address