RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••••• W••••• J••••••
- W••••••••• R••••••••• A••••••• institutional currentsince Dec 8, 2023 · Bethesda, Md
- K••••• A••••••• S•••••••• L•• BD affiliatedMay 9, 2016 to Aug 18, 2022 · Bethesda, Md
- N•• A•••••• S•••••••• L•• formerMay 9, 2016 to Sep 22, 2016 · Bethesda, Md
- K••••• A••••••• S•••••••• L•• to W••••••••• R••••••••• A•••••••left Aug 18, 2022, registered Dec 8, 2023 (477 days) · Other · moved with a team
- N•• A•••••• S•••••••• L•• to K••••• A••••••• S•••••••• L••left Sep 22, 2016, registered May 9, 2016 (-136 days) · corporate re-registration, not a move
- K•••••• W••••• J•••••• left K••••• A••••••• S•••••••• L•• for W••••••••• R••••••••• A••••••• (registered 2023-12-08)Aug 18, 2022 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address